Head of Broker Dealer Operations

  • South Richmond Hill, NY

Employment Type

: Full-Time

Industry

: Miscellaneous



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ABOUT THE ROLE. WHAT WE NEED. A LITTLE ABOUT US
Add your resume and apply to jobs with your Glassdoor profile. Create Profile. Job. We are looking for someone who can navigate complex product regulations and develop and implement related compliance actions. This position requires partnering with legal and business teams on proposed actions, and coordinating across multiple teams to use technological tools to implement processes and policies to effectuate those actions. There is a significant pro


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